10 Jul
2019

Hydrophobic coatings and the drive to replace plastic packaging

Co-published

Hydrophobic coatings represent an exciting direction of research in the fields of chemistry and materials science. In particular, superhydrophobic coatings can provide materials with extremely high water repellency and self-cleaning properties. It is hoped that such coatings can create novel materials to be used as part of the growing drive to replace plastic packaging. For instance, biodegradable paper with a superhydrophobic coating is envisaged as a replacement for the single-use plastics that currently predominate food packaging. Moreover, it is hoped that new, environmentally friendly coating materials will be developed to replace current ones, many of which are based on non-biodegradable fluorinated polymers.

Analysis of patent publications indicates that innovators are filing an increasing number of patent applications related to superhydrophobic technologies. The graph below shows the number of Patent Cooperation Treaty (PCT) patent applications published from 1995 to 2018, where the claims contain the term ‘superhydrophobic’ or equivalent. There has been a significant increase from few or no publications in the late 1990s, to 50 or more each year for the last five years.

Clearly, there is an increasing drive to gain patent protection in the field of superhydrophobic coatings. However, there are some considerations specific to this area that should be taken into account when drafting new patent applications.

A patent claim must be deemed to be clear before a patent may be granted, so that a third party can reasonably determine whether it may be infringing it.  Accordingly, patent applications should be carefully drafted to minimise the risks of receiving clarity objections. This requires particular consideration for patent applications directed towards superhydrophobic coatings, due to the possible ambiguity in the term ‘superhydrophobic’.

A ’superhydrophobic surface’ is commonly defined as one that has a contact angle to water of at least 150°. However, there is as yet no internationally agreed definition of the term. For instance, there is no entry for superhydrophobic in the IUPAC Compendium of Chemical Terminology (the Gold Book), which gives many agreed definitions of technical terms. A patent claim defining a coating as “superhydrophobic” without further definition could thus be deemed to be unclear. Moreover, the ambiguity in the term could result in a patent examiner adopting a different interpretation of ‘superhydrophobic’ than intended by the patent applicant. Accordingly, when drafting a patent application in this field, it is advisable to include a definition of the term ‘superhydrophobic’.

An informal review shows that different definitions are used for ‘superhydrophobic’ in patent applications, and that sometimes no definition is included at all. This is perhaps unsurprising, given the lack of an agreed definition of the term. The most common definition is the abovementioned contact angle to water of at least 150°. However, other definitions are used, such as a contact angle of significantly greater than 120°, at least 125° and at least 140°. Moreover, in some cases an additional requirement to the definition is that the superhydrophobic coating must have a sliding angle to water of less than 10°. The different definitions used in current patent applications illustrate the need to include a clear definition when drafting a new patent application in this field.

A further issue with the clarity of ’superhydrophobic’ lies in the use of the contact angle in most definitions, because the term ‘contact angle’ itself may be deemed unclear. For instance, there are different types of contact angle – the static contact angle, the advancing contact angle and the receding contact angle, which may have different values. Moreover, these different contact angles can be measured with different techniques with the possibility for different results, casting further doubt on the clarity of a definition based on the contact angle. Accordingly, to ensure the clarity of the term ‘superhydrophobic’, it is advisable to specify the type of contact angle used to define the term and to specify one method for measuring this contact angle.

A further consideration is that the term ‘ultrahydrophobic’ can be used synonymously with ‘superhydrophobic’. It is advisable for a patent application to pick one of the terms, provide a clear definition and use the term consistently.

In summary, hydrophobic coatings represent an exciting opportunity for innovators looking to develop alternatives to single-use plastics and the lack of an agreed definition of ‘superhydrophobic’ should not be a barrier to gaining patent protection in this field. Instead, the risks of the ambiguity in the term can be avoided if a clear definition is included when drafting new patent applications.

For further information contact:

Gillian McGuire
Carpmaels & Ransford LLP
View website

Russell Woolley
Carpmaels & Ransford LLP
View website

This is a co-published article whose content has not been commissioned or written by the IAM editorial team, but which has been proofed and edited to run in accordance with the IAM style guide.